Rick Willoughby AAMS AWMA

Rick provides current financial information, creative investing techniques and informative, lively question and answer sessions. 30-180 minutes on current financial events or the financial subject of your choice. Available for worksite meetings, seminars, attorney and CPA CPE classes, continuing education classes for Arizona real estate agents.


Rick is the owner of Symphony Financial Services.

Licenses and registrations:

Series 6,7,22,24,63 and 65 security registrations
Life, health, long term care, property and casualty insurance licenses
Real estate licensed in the state of Arizona.

Professional Designations
Rick Willoughby holds the following professional designations:


Accredited Asset Management Specialist (AAMS)

Accredited Wealth Management Advisor (AWMA)

Individuals who hold the AAMS designation have completed a rigorous course of study encompassing investments, insurance, tax, retirement, and estate planning issues. Additionally, individuals must pass an end-of-course examination that tests their ability to synthesize complex concepts and apply theoretical concepts to real-life situations. All designees have agreed to adhere to Standards of Professional Conduct and are subject to a disciplinary process. Designees renew their designation every two-years by completing 16 hours of continuing education, reaffirming adherence to the Standards of Professional Conduct and complying with self-disclosure requirements.



Individuals who hold the AWMA designation have completed a rigorous course of study encompassing wealth strategies, equity-based compensation plans, tax reduction alternatives, and asset protection alternatives. Additionally, individuals must pass an end-of-course examination that tests their ability to synthesize complex concepts and apply theoretical concepts to real-life situations. All designees have agreed to adhere to Standards of Professional Conduct and are subject to a disciplinary process. Designees renew their designation every two-years by completing 16 hours of continuing education, reaffirming adherence to the Standards of Professional Conduct and complying with self-disclosure requirements.





Rick Willoughby is a Registered Principal offering securities and advisory services through Independent Financial Group, LLC, a registered broker-dealer and investment advisor. Member FINRA and SIPC. Independent Financial Group, LLC and Symphony Financial Services, LLC are not affiliated.

Clubs, Coffee Shops, Community Events, Conventions, Corporate Functions, Country Clubs, Cruise Ships, Events, Fund Raisers, Hotels, Private Parties, Resorts, Restaurants, School Assemblies, Trade Shows...and more.

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